Job No. JO-2110-19187
Salary icon £40,000 min per annum
Location icon London
Office icon London Office
Apply Now
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Senior AML/ KYC Client Onboarding & Remediation Analyst

The Role

Senior AML/ KYC Client Onboarding & Remediation (Amazing role – growing, small, but still Global Investment Bank)

FJR Finance is representing a small, City based global Investment Bank/ Brokerage to hire a permanent Senior AML/ KYC Client Onboarding & Remediation to join their very busy Middle Office Operations team.

The bank is going through huge growth atm, with new products coming onboard, new markets being opened and solid headcount growth plans for 2022.

The role sits on the trading floor and is a hybrid mix of working-from-home and in the office and reports into their Head of Operations. The Trade Support team is very small, but extremely hard-working. The team is stable and have been at the company for a long-time; often with the manager’s citing the excellent challenging, but collaborative, but genuinely supportive culture that keeps people there.

Our client’s choice is to hire someone who has ideally a minimum of x 3 – 5-years of AML/ KYC Client Onboarding & Remediation experience. Your experience must be gained from a reputable Institutional Equity/ Fixed Income Brokerage, or Investment Bank. Our client will also even welcome Investment Management/ buy-side experience too. Unfortunately any KYC experience for Retail Banking, or Wealth Management will not be viewed as relevant for this role

ATM, the role’s responsibility is shared amongst the Middle Office team. However, due to the huge volume of new business coming onboard, as well existing KYC Remediation projects, our client requires someone to the main person who is responsible for Client Onboarding. You will still receive help from other members from the team, but this will be your sole focus.

You will be responsible for KYC Client Onboarding of a range of Low, Medium and also High Risk global Corporate entities, ranging from Investment Banks, Hedge Funds and Asset Managers.

For this position, you will be focused upon supporting and collaboratively working with their global trading, London/ European Equity, Fixed Income Sales and Trading teams – supporting circa x 50 in their Front Office; so having commercial awareness, as well as an maintaining a Compliance/ Operational/ Risk & Control focus upon the Onboarding and Remediation process is essential.

For someone who truly loves AML/ KYC Client Onboarding & Remediation and is passionate about and who likes and can handle both high volume of work, as well as often complex Onboarding tasks, this is genuinely a great opportunity.

Position Description

This position is responsible for providing Client On-boarding/ KYC support to the Sales team. The position holder must have /acquire through training, the knowledge to work within the internal guidelines/requirements and present regulatory environment to create and maintain their client base. 

Key Responsibility Areas (KRA’s);

Client on boarding and review

  • Collation of documents to support account opening
  • Screening of clients to ensure adherence to regulatory standards
  • Inputting and uploading of client documentation to database (Goldtier and client file creation
  • Maintenance and update internal client ‘Master list’.
  • Maintenance and informational update of client files including the recording and destruction as required under GDPR rules
  • Undertaking of annual client file reviews.
  • Ongoing reconciliation between local office records and internal system records to ensure accuracy
  • Creation and maintenance of RCCA accounts and agreements and records.
  • Creation and maintenance of all IB agreements and resulting records.
  • Creation of all accounts under our ‘Asian Securities programme’ and resulting records.
  • Information dissemination by way of Systems as required by Front office, compliance and audit
  • Liaising and working with third party brokers to ensure the required on boarding in ‘Frontier markets’ and the resultant record requirements
  • Ad hoc queries as generated by client base.
  • Creation and presentation of information/ statistics to Monthly Client counterparty meetings

General

  • Knowledge of, and adherence to the Company’s Environmental Management Systems and policies

Competencies / Skills / Knowledge

  • Efficiency, numeracy and accuracy
  • Interpersonal skills
  • Familiarity with computer systems
  • Understanding of commercial / regulatory environment

Salary

Between £40 k pa - £65 k pa, dependent upon experience, plus bonus and benefits.

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Job No. JO-2110-19187
Salary icon £40,000 min per annum
Location icon London
Office icon London Office
Apply Now
Apply Now
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