Senior AML/ KYC Client Onboarding & Remediation (Amazing role – growing, small, but still Global Investment Bank)
FJR Finance is representing a small, City based global Investment Bank/ Brokerage to hire a permanent Senior AML/ KYC Client Onboarding & Remediation to join their very busy Middle Office Operations team.
The bank is going through huge growth atm, with new products coming onboard, new markets being opened and solid headcount growth plans for 2022.
The role sits on the trading floor and is a hybrid mix of working-from-home and in the office and reports into their Head of Operations. The Trade Support team is very small, but extremely hard-working. The team is stable and have been at the company for a long-time; often with the manager’s citing the excellent challenging, but collaborative, but genuinely supportive culture that keeps people there.
Our client’s choice is to hire someone who has ideally a minimum of x 3 – 5-years of AML/ KYC Client Onboarding & Remediation experience. Your experience must be gained from a reputable Institutional Equity/ Fixed Income Brokerage, or Investment Bank. Our client will also even welcome Investment Management/ buy-side experience too. Unfortunately any KYC experience for Retail Banking, or Wealth Management will not be viewed as relevant for this role
ATM, the role’s responsibility is shared amongst the Middle Office team. However, due to the huge volume of new business coming onboard, as well existing KYC Remediation projects, our client requires someone to the main person who is responsible for Client Onboarding. You will still receive help from other members from the team, but this will be your sole focus.
You will be responsible for KYC Client Onboarding of a range of Low, Medium and also High Risk global Corporate entities, ranging from Investment Banks, Hedge Funds and Asset Managers.
For this position, you will be focused upon supporting and collaboratively working with their global trading, London/ European Equity, Fixed Income Sales and Trading teams – supporting circa x 50 in their Front Office; so having commercial awareness, as well as an maintaining a Compliance/ Operational/ Risk & Control focus upon the Onboarding and Remediation process is essential.
For someone who truly loves AML/ KYC Client Onboarding & Remediation and is passionate about and who likes and can handle both high volume of work, as well as often complex Onboarding tasks, this is genuinely a great opportunity.
This position is responsible for providing Client On-boarding/ KYC support to the Sales team. The position holder must have /acquire through training, the knowledge to work within the internal guidelines/requirements and present regulatory environment to create and maintain their client base.
Key Responsibility Areas (KRA’s);
Client on boarding and review
Competencies / Skills / Knowledge
Between £40 k pa - £65 k pa, dependent upon experience, plus bonus and benefits.